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Federal Budget - Government Shutdown, Further Readings

congress president spending act

An annual effort to balance federal spending in such areas as forestry, education, space technology, and the national defense, with revenue, which the United States collects largely through federal taxes.

Of the three branches of the U.S. government, Congress has the power to determine federal spending, pursuant to Article I, Section 9, of the U.S. Constitution, which states, "No money shall be drawn from the Treasury, but in Consequence of Appropriations made by Law." The drafters of the Constitution sought to secure the federal SPENDING POWER with legislators rather than the president, to keep separate the powers of purse and sword. In The Federalist No. 58, JAMES MADISON wrote, "This power of the purse may, in fact, be regarded as the most complete and effectual weapon with which any constitution can arm the immediate representatives of the people."

Still, the Constitution reserved for the president some role in legislative decisions regarding federal spending. The president may recommend budget allowances for what he considers "necessary and expedient," and if Congress does not heed these recommendations, the president may assert his qualified VETO power. But the ultimate determinations of federal expenditures belong to Congress.

When the federal government spends more money than it collects in a given year, a deficit occurs. By the mid-1990s, annual budget deficits were exceeding $200 billion, which alarmed the public and caused debate over how to balance the federal budget. President WILLIAM JEFFERSON CLINTON was successful in the latter years of his administration to provide a budget surplus, which reduced the national debt (the total amount the government owes after borrowing from the population, from foreign governments, or from international institutions) by several billion dollars. In 2000, Clinton announced a record $230 billion surplus, which exceeded the previous record surplus of $122.7 million set in 1999. However, the deficit returned under President GEORGE W. BUSH. In 2003, Bush announced an estimated $304 billion deficit, which established yet another record. He anticipated a deficit for 2004 of $307 billion.

To encourage better communication and cooperation between the president and Congress on matters concerning the federal budget, Congress has enacted laws formalizing the budget-making process. The first such law was passed in response to an enormous national debt following WORLD WAR I. The Budget and Accounting Act of 1921 (31 U.S.C.A. § 501 et seq.) required the president to submit to Congress an annual budget outlining recommendations, or budget aggregates. Within budget aggregates recommended by the president, Congress then was to assign priorities. The 1921 act did not change the balance of powers assigned by the Constitution: Congress retained the right to ignore the president's recommendations, and the president retained the right to veto spending legislation. Rather, the act formalized and codified the roles of each branch.

As may be expected, the president and members of Congress do not always agree on federal budget issues. In the early 1970s, President RICHARD M. NIXON claimed IMPOUNDMENT, which is an executive power to refuse to spend funds appropriated by Congress. Although Nixon argued that he had the right to impound in instances he believed were in the country's best interest, the U.S. Supreme Court affirmed a ruling by the Second Circuit Court of Appeals requiring Nixon to expend federal funds appropriated for the protection of the environment (Train v. New York, 420 U.S. 35, 95 S. Ct. 839, 43 L. Ed. 2d 1[1975]). However, this ruling was based on the terms of a federal WATER POLLUTION law; the Court declined to address specifically whether the EXECUTIVE BRANCH had the general power to impound funds appropriated by Congress.

Congress responded with the Congressional Budget and Impoundment Control Act of 1974 (2 U.S.C.A. § 190a-1 note et seq.; 31 U.S.C.A. § 702 et seq.). This act sought to restore and strengthen legislative control of the budget by requiring the approval of both the Senate and the House of Representatives for presidential recisions, or current-year cuts in funds appropriated by Congress. The 1974 act also established a budget committee in each congressional house and the CONGRESSIONAL BUDGET OFFICE to provide technical information and support. Finally, this act required that Congress adopt budget resolutions setting limits on budget aggregates and allowing debates on spending priorities within those aggregates.

The 1974 act greatly reduced the president's role in the budget process—in particular, the president's responsibility of determining and recommending budget aggregates to Congress. Now, legislators could more readily ignore the president's recommendations and instead create for themselves, through budget resolutions, generous limits on budget aggregates. This arrangement allowed politicians more flexibility in setting spending priorities within the budget aggregates, thus pleasing their constituents. Not surprisingly, federal budget deficits grew.

In 1985, Congress reacted to the rising deficits by enacting the Balanced Budget and Emergency Deficit Control Act (popularly known as the Gramm-Rudman-Hollings Act) (Pub. L. No. 99-177, 99 Stat. 1038) (codified as amended in scattered sections of 2, 31, and 42 U.S.C.A.). The Gramm-Rudman-Hollings Act encouraged congressional conformity to deficit reduction targets specifically prescribed by the act. If, after the budget process has been completed, the budget exceeds deficit reduction targets, spending cuts are ordered by the president's OFFICE OF MANAGEMENT AND BUDGET. The Gramm-Rudman-Hollings Act limited this executive power by providing congressionally mandated formulas for the spending cuts.

The Budget Enforcement Act of 1990 (2 U.S.C.A. § 601 et seq.; 15 U.S.C.A. § 1022) revised Gramm-Rudman-Hollings to make deficit targets flexible, not fixed. The 1990 act further required that reductions in defense and foreign spending cannot be used to increase domestic spending and vice versa. This requirement is known as the firewall. In addition, the 1990 act required that either revenue increases or spending cuts must balance increases in spending for entitlements, such as Aid to Families with Dependent Children. This requirement is known as pay-as-you-go.

The current federal budget process is extremely complex. Confusion and misunderstandings about the process contribute to disagreements over how to resolve the federal deficit. A very basic description of the process follows.

First, the president sends budget recommendations to Congress. Congress, which has the ultimate power to appropriate federal funds, may follow or ignore the president's recommendations.

Second, the House and Senate together devise an overall budget resolution, usually debating their differences at a conference committee.

Following the guidelines of the budget resolution, House and Senate committees recommend spending for each of thirteen substantive areas. For the House of Representatives, these committees, which loosely correspond with the thirteen substantive areas, include Agriculture; Banking, Finance and Urban Affairs; Education and Labor; Energy and Commerce; Interior and Insular Affairs; Judiciary; Merchant Marine and Fisheries; Post Office and Civil Service; Public Works and Transportation; Science, Space, and Technology; Veterans Affairs; and Ways and Means. For the Senate, the committees, which also loosely correspond with the thirteen substantive areas, are Agriculture, Nutrition, and Forestry; Banking, Housing, and Urban Affairs; Commerce, Science, and Transportation; Energy and Natural Resources; Environment and Public Works; Finance; Governmental Affairs; Judiciary; Labor and Human Resources; and Veterans' Affairs. The full House and Senate together vote on the recommendations of the committees, following debate in a conference committee if necessary. The House and Senate then jointly send an authorization bill for each of the thirteen substantive areas to the president for signing. These bills merely establish guidelines for spending; they do not actually authorize spending.

Next, the House and Senate Appropriations Committees together draft thirteen separate appropriations bills, which correspond to the authorization bills. The full House and Senate together approve or disapprove each appropriation, conduct debates in conference committees to resolve differences, and amend appropriations if necessary. They then jointly send the thirteen appropriations bills to the president to be signed. If the bills are signed, spending is approved.

Upon congressional funds appropriations, the branches and agencies of the federal government are required to spend the funds on the functions for which they were appropriated. Congress may supplement budget appropriations if conditions change following the budget process, but supplemental appropriation in excess of authorization bills must be accounted for with spending cuts, amendment of the individual authorization bills, or amendment of the overall budget bill containing all the individual authorization bills.

Several wrinkles complicate the federal budget process. For example, Congress and the president enact as law permanent authorization and spending appropriations for entitlement programs such as MEDICARE and MEDICAID. Thus, appropriations for entitlement programs become automatic, requiring no further congressional action during the annual budget process.

Appropriations funding the principal and interest owed on the national debt are, practically speaking, also automatic. Unlike appropriations for entitlement programs, those for the national debt must be approved annually by Congress. But approval for funding this debt is always granted; to allow the United States to default would severely damage the national and world economies. In the debate over how to balance the federal budget, politicians and citizens often overlook automatic federal spending.

Also complicating the budget process is the method of accounting used by the federal government, known as the cash method. The cash method of accounting calculates expenditures based upon the date they are paid. This method differs from the accrual method of accounting, which calculates expenditures based on the date the obligation is incurred. Although this may seem to be a subtle distinction, the cash method by its nature leaves more room for error in budget appropriations, some of which is corrected by a government statistic called the National Income and Product Accounts. Economists, politicians, and concerned U.S. citizens disagree over which accounting method, cash or accrual, would better serve the U.S. budget and the national economy. Moreover, economics is an inexact science whose complexities are not well understood by the average voter.

Added to the public's general confusion is the difficulty in estimating the federal budget, both revenues and expenditures, before the start of a fiscal year. Future unemployment, inflation, and growth in the gross national product are variables that will affect actual federal spending. And although the TREASURY DEPARTMENT and the Senate Finance Committee estimate future revenues, no accurate determination will be available until the fiscal year has already ended.

Largely because the budget process is so complex, there is little agreement as to how to balance the federal budget. As the federal deficit lingers each year, so does public support of a constitutional amendment requiring a balanced budget. Yet several attempts at such legislation— in 1984, 1990, 1992, and 1994—have failed to pass in Congress. One vocal proponent of a balanced budget amendment is Texas businessman H. Ross Perot, who ran unsuccessfully for president in 1992. Perot denounced mushrooming deficits, blaming politicians who approve current spending to appease constituents at the expense of future taxpayers: "[I]n 1992 alone we will add over $330 billion to the $4 trillion we've already piled on our children's shoulders…. The weight of that debt may destroy our children's futures."

Yet a balanced budget amendment would not be without obstacles. One problem is defining a balanced budget, especially given the confusion over federal accounting methods, automatic expenditures, and inaccurate estimates of revenue and spending. For example, a federal budget employing the cash method of accounting may show a far greater deficit than the same budget employing the accrual method of accounting.

Another problem is that of the enforceability of a balanced budget amendment, which hinges in part on taxpayer standing, or legal entitlement to sue. Would all taxpayers have standing to enforce a balanced budget amendment, or would only taxpayers who could demonstrate actual damage as a result of an unbalanced budget? Further, courts are reluctant to make determinations of what they consider POLITICAL QUESTIONS, or issues best decided by the legislative or executive branch of government. Many commentators consider the judicial branch incapable of effectively analyzing and deciding issues concerning the federal budget.

Perhaps the greatest impediments to a balanced budget amendment, or any other meaningful reform of the federal budget, are the sacrifices faced by U.S. citizens: to have their taxes raised and their spending programs cut. Whether Congress, the president, and the public will make these sacrifices to reduce and perhaps eliminate the federal deficit is an engaging POLITICAL QUESTION.

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almost 7 years ago

Protection for U.S. Service Personnel?

"Non-consensual experimentation is illegal" [5] on convicted rapists and murderers but NOT on U.S. SERVICE PERSONNEL [2 & 7]!

U.S. convicted rapists and murderers are protected from human experiments by the U.S. Constitution’s Bill of Rights, Amendment 8. This is demonstrated by the 1992 U.S. Senate signed United Nations International Covenant on Civil and Political Rights (ICCPR) "...Article 7 - Freedom from Torture, or Cruel, Inhuman or Degrading Treatment or Punishment."[5] Under the Article 7's "Basic Rights of Prisoners." is, "Written policy and practice prohibit the use of inmates for medical...experiments." and "Non-consensual experimentation is illegal"! Nineteen (19) times cited is the U.S. Constitution plus its 8th Amendment’s no cruel and unusual punishment.[5] On May 23, 2011 the U.S. Supreme Court decided that crowded prisons are in violation of the U.S. Constitution’s, Bill of Rights, Eighth Amendment no cruel and unusual punishments, i.e., Brown v. Plata (09-1233).

"To make Rules for the Government and Regulation of the land and naval Forces;" is the responsibility of the U.S. Congress via the U.S. Constitution, Article I, Section 8, Clause 14! Still not stopped are the U.S. Senate's reported Department of Defense (DOD) "military research" "experiments that were designed to harm" conducted on "hundreds of thousands"![3] The withheld "to harm" evidence continues with the U.S. Congress's 2006 and 2005 rejection of the "Veterans Right to Know Act" [1], i.e., the needed for treatment but experiments [3] identifying evidence. In the 2002 U.S. Senate Feres Doctrine Hearing [2] the rejection of the underlying experimentation issue is verified by the U.S. Department of Justice (DOJ) ignoring testimony. In 1987 the U.S. Supreme Court Stanley DOD non-consensual, experiment was decided.[7] Stanley's injuring "to harm" drug experiment was classified as a 1950 U. S. Supreme Court Feres Doctrine "incident to service"![8] Stanley is one of the U.S. Senate's, "hundreds of thousands" of human "experiments that were designed to harm" documented by the Senate [3] and Government Accountability Office (GAO).[4] Millions of service records were destroyed in a 1973 National Personnel Records Center (NPRC) fire, followed by Congress’s 1974 Privacy Act that censored experiment verifying witnesses from any surviving and future records. All consistent with: A. The still U.S. Congress and DOJ overlooked CIA, Inspector General's 1957 "it was necessary to conceal these activities from the american public in general, because public knowledge of the unethical and illicit activities would have serious repercussions in political and diplomatic circles...."; Stanley, PDF version, Section IV, Page 16 of 21, Footnote 4.[7] and B. The to-date continuation of the 1994 U.S. Senate Report's ignored, "The Feres Doctrine should not be applied for military personnel who are harmed by inappropriate human experimentation when informed consent has not been given." and "III. Findings and conclusions", "K. DOD and DVA have repeatedly failed to provide information and medical followup to those who participate in military research..." plus "N. Participation in military research is rarely included in military medical records, making it impossible to support a veteran’s claim for service-connected disabilities from military research."[3] This misplaced evidence underlies the Court of Veterans Appeals Chief Judge stated, "The court may not review the schedule of ratings for disabilities or the policies underlying the schedule."[6], i.e., a "Non-consensual experimentation is" NOT "illegal" policy!

In 2012 shouldn't U.S. Service Personnel have the same U.S. Constitutional Rights that convicted rapists and murderers keep?[5] PLEASE HELP by requiring your members in the U.S. Congress to provide U.S. Military Personnel with the same protection and getting others to do the same!

REFERENCES:>>>[1] The "Veterans Right to Know Act" was proposed in the 2005 and H.R. 4259 [109th] 2006 Congress. H. R. 4259.>>>[2] "THE FERES DOCTRINE: AN EXAMINATION....." www.access.gpo.gov/congress/senate/pdf/107hrg/88833.pdf >>>[3] December 8, 1994 REPORT 103-97 "Is Military Research Hazardous to Veterans' Health?...." Hearings Before the U.S. Senate Committee on Veterans' Affairs, 103rd Congress 2nd Session.>>>[4] GAO September 28, 1994 "Human Experimentation Overview...." T-NSIAD-94-266 archive.gao.gov/t2pbat2/152601.pdf >>>[5] U.S. State Dept., "U.S. Report under the International Covenant on Civil and Political Rights July 1994, Article 7 - Freedom from Torture, or Cruel, Inhuman or Degrading Treatment or Punishment." "1994 International Covenant on Civil and Political Rights" Index of "Treaties and Legal Issues" || Electronic Research Collections Index || ERC Homepage>>>[6] "STATE OF COURT, CHIEF JUDGE FRANK Q. NEBEKER, STATE OF THE COURT,...TO THE UNITED STATES COURT OF VETERANS APPEALS THIRD JUDICIAL CONFERENCE, OCTOBER 17-18, 1994>>>[7] U.S. SUPREME COURT, JUNE 25, 1987, U.S. V. STANLEY , 107 S. CT.. 3054 (VOLUME 483 U.S., SECTION 669, PAGES 699 TO 710). http://supreme.justia.com/us/483/669/ case.html>>>[8] Feres v. United States, 340 U.S. 135, 146 (1950).